... what customers were advised. The Court also made a declaration that on each of the 12,119 occasions that CBA breached the ASIC Act, it also breached its general obligation as a financial services licensee to comply with financial services laws, in contravention ...
Search Results
Showing 251 to 260 of 396 results for asic:
... scammed - scammers sell their fraud in bulk. Last June, a report from the Australian Securities and Investment Commission (ASIC) reported a rise in cryptocurrency scams from March to May 2020 of 20% year on year. They noted that "offenders are difficult ...
Bond investment scams are on the rise, warns the Australian Securities and Investment Commission (ASIC). Scammers call up unsuspecting investors offering high-yield bonds. ASIC has been aware of two outfits running the scams here in Australia and two ...
... from trading GameStop. Of course, there are two sides to every fight, a fight which may extend to Australia. "In Australia, ASIC is concerned about social trading and has warned retail investors to be cautious about copy trading offered by low-cost trading ...
The Australian Securities and Investment Commission (ASIC) has slammed school banking programs for being marketing campaigns with no educational benefit. And they could be costing your kids hundreds in earned interest. In its review of school banking ...
... confused and overwhelmed by the information provided and upset they cannot get guidance specific to their circumstances, an ASIC report shows. A third of unadvised superannuation fund members participating in ASIC's research into member experience ...
Six months after the introduction of deferrals, many Australians who requested one are now starting to resume their repayments for their deferred loans. According to data released by Australia's banking regulator, the Australian Prudential Regulatory ...
... intermediary, the P2P lending platform, which makes these loans and investment transactions happen. The platform must comply with ASIC's responsible lending requirements and this means reviewing whether the loan is suitable for the borrower (that is ...
... Henderson's guilty plea. The Commonwealth Director of Public Prosecutions prosecuted the matter after a referral from ASIC. ASIC alleged that between July 2010, and November 2017, Henderson made false representations that he had a Master of Commerce. ...
... commission for trades from $100. But buying shares and turning a profit is not as easy as it sometimes looks. The regulator ASIC points this out in a sharemarket analysis it conducted in May this year. It said the activity of retail investors had led ...
