The Australian Securities and Investments Commission (ASIC) has recently said that due to budget cuts it will rely more on whistleblowers in the future. As possibly its best-known whistleblower, I couldn't recommend it: ASIC was utterly incompetent ...
Search Results
Showing 361 to 370 of 381 results for asic:
... up to six years after the event. Does it always work like this? Sadly, no. As with other corporate and retail regulators - ASIC and the ACCC - lots of complaints should be investigated and enforced or prosecuted. Unfortunately, only a small proportion ...
... a lot of dubious practices in the financial services sector, as shown by recent action taken by the corporate regulator, ASIC: it required CBA Financial Planning and Macquarie Wealth to review more than 500,000 client files between them to determine ...
... trying hard enough to find work. Your accident may also not fall within the allowable accidents. What is the regulator doing? ASIC is currently conducting surveillance focusing on the handling of credit card insurance claims. It says it intends to work ...
... your super" promoter and never see it again. DO: Report the scamster to the Australian Securities & Investments Commission (ASIC), which may have received other similar complaints about the scheme. DON'T: Be pressured into signing any forms that ...
... consumers settle for the first product they find, according to research by the Australian Securities and Investments Commission (ASIC). "We recognise that planning for a funeral can be a difficult process," says ASIC Commissioner Peter Kell. "It is important ...
... will be capital gains tax free in the pension phase." Dud investments The Australian Securities and Investments Commission (ASIC) is concerned at the sharp rise in promoters who recommend investors either set up a self-managed super fund or use their ...
... handling of complaints about the CBA by the financial services regulator, the Australian Securities and Investments Commission (ASIC). At the same time the Labor government was drawing up its Future of Financial Advice (FOFA) legislation designed to ...
... unrelated party chosen by the member as the other trustee. In the case of a corporate trustee, the executor must notify both ASIC and the tax office that he has taken over as the sole director. If there are individual trustees the executor notifies the ...
What happens when you tell the regulator, the Australian Securities and Investments Commission (ASIC), about a corrupt financial planner? How long does it take ASIC to act? How are you treated as a whistleblower by ASIC? These are some of the questions ...
