... his clients' SMSF accounts to cover personal debts, personal expenses, and business expenses of Refocus. Following an ASIC investigation, he appeared before the Maroochydore District Court and entered pleas of guilty to nine counts of fraud totalling ...
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Showing 101 to 110 of 381 results for asic:
... a 54% jump on the same period in 2022. But lenders aren't making it easy for customers struggling with repayments. An ASIC review of 10 major lenders found some banks make accessing financial assistance so difficult that over one-third of customers ...
... be licensed? Fortunately for consumers, Australia is an outlier in the finfluencer world. In 2022, our financial watchdog ASIC mandated that anyone touting personal finance advice on social media must be covered by an Australian financial services licence ...
... conducted by the corporate regulator has found. As part of the review, the Australian Securities and Investments Commission (ASIC) scrutinised the effectiveness of responses provided to struggling home loan customers by ten major lenders, including the ...
... of customers to lodge claims or access other services." Meanwhile, the Australian Securities and Investments Commission (ASIC) noted that the matter "predominantly concerns APRA," but offered a general comment on member services failures from a spokesperson. ...
ASIC has slapped a permanent ban on a financial adviser who doctored her exam certificate and continued to provide advice without the proper qualifications. Adele Baaini, while working as a representative for licensee AAN Wealth Management, has been ...
ASIC has taken legal action against three blockchain mining companies - NGS Crypto, NGS Digital, and NGS Group - along with their sole directors Brett Mendham, Ryan Brown and Mark Ten Caten. The corporate regulator has accused the NGS companies of targeting ...
ASIC has appealed the Federal Court's decision to dismiss its proceedings against Finder Wallet. The corporate watchdog claimed that Finder Wallet provided unlicensed financial services, breached product disclosure requirements, and failed to comply ...
... conduct for allegedly claiming IPO Wealth Group owned companies that it did not. Mawhinney has been in a years-long battle with ASIC now, with the regulator taking him to court for operating what it believes to be a Ponzi scheme and Mawhinney fighting ...
... obligations and there is no excuse for this," Locke says. Last August the Australian Securities and Investments Commission (ASIC) wrote to lenders reminding them of their obligations to customers suffering from financial hardship, noting that cases of ...
