... conducted by the corporate regulator has found. As part of the review, the Australian Securities and Investments Commission (ASIC) scrutinised the effectiveness of responses provided to struggling home loan customers by ten major lenders, including the ...
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Showing 121 to 130 of 396 results for asic:
... of customers to lodge claims or access other services." Meanwhile, the Australian Securities and Investments Commission (ASIC) noted that the matter "predominantly concerns APRA," but offered a general comment on member services failures from a spokesperson. ...
ASIC has slapped a permanent ban on a financial adviser who doctored her exam certificate and continued to provide advice without the proper qualifications. Adele Baaini, while working as a representative for licensee AAN Wealth Management, has been ...
ASIC has taken legal action against three blockchain mining companies - NGS Crypto, NGS Digital, and NGS Group - along with their sole directors Brett Mendham, Ryan Brown and Mark Ten Caten. The corporate regulator has accused the NGS companies of targeting ...
ASIC has appealed the Federal Court's decision to dismiss its proceedings against Finder Wallet. The corporate watchdog claimed that Finder Wallet provided unlicensed financial services, breached product disclosure requirements, and failed to comply ...
... conduct for allegedly claiming IPO Wealth Group owned companies that it did not. Mawhinney has been in a years-long battle with ASIC now, with the regulator taking him to court for operating what it believes to be a Ponzi scheme and Mawhinney fighting ...
... obligations and there is no excuse for this," Locke says. Last August the Australian Securities and Investments Commission (ASIC) wrote to lenders reminding them of their obligations to customers suffering from financial hardship, noting that cases of ...
... that were false or misleading." Justice O'Bryan found on March 28 Vanguard broke the law numerous times, breaching the ASIC Act when it made representations about the screens it was applying to the fund. This was to have occurred between August 2018 ...
... Firstly, and most importantly, check that the business is registered with the Australian Securities and Investments Commission (ASIC). You should also request the company's Australian Business Number (ABN) or Australian Company Number (ACN) for further ...
ASIC has secured sequestration orders against finfluencer Tyson Scholz, the self-proclaimed 'ASX Wolf,' effectively declaring him bankrupt. The corporate regulator sought sequestration orders against Scholz for not paying Federal Court-mandated ...
