... suggest things are better than they really are. (How much is that doggy stock in the window?) Australia's corporate regulator, ASIC, regularly warns against the practice leading into reporting periods. Temptation lurks to trade in a way that inflates ...
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Showing 41 to 50 of 381 results for asic:
ASIC has released the interim report from its review into the nation's $200 billion private credit market, which it says could pose a systemic risk to many investors if a downturn were to occur. The review has so far found that while most investors ...
La Trobe Financial has been told by ASIC to stop offering its 12 Month Term Account and 2 Year Account products offered under the La Trobe Australian Credit Fund, as well as its US Private Credit Fund. The regulator said it is concerned that the target ...
With less than 100 days until Christmas, here are five simple tips to keep your festive spending under control. Spring has barely begun, but the Christmas countdown is already on - at least, it is for those looking to get a head start on their festive ...
... 10-year Australian bond futures around the time of pricing, which placed undue downward price pressure on the bond price," ASIC said. "ANZ knew its trading could expose its client to significant risk of harm, but did not disclose to its client that ANZ ...
... were affected. This is just one example of the many cases taken on by the Australian Securities and Investments Commission (ASIC) every year. After all, the regulator filed the initial civil proceedings against AustralianSuper in 2023. Why is ASIC taking ...
... specialist or adviser, always check an adviser's credentials through the Australian Securities and Investment Commission (ASIC) before investing and making any commitments. Confirm they hold an Australian Financial Services Licence (AFSL) or Australian ...
... gown could be a money-maker. If you're interested, head to Bonhams' website for details. Bidding closes on 16 September. ASIC shuts down 130 scam websites every week Aussies lost $945 million to investment scams in 2024, and that's seeing money watchdog ...
... reported more than a year later than it should have been. Under the Reportable Situations Regime, all AFSL holders must notify ASIC of a reportable situation - in this instance, a significant breach of 'core obligations' - within 30 calendar ...
... applied to people receiving Centrelink payments or other government assistance. An investigation by the corporate regulator ASIC found CBA had charged these fees to around 2.2 million low-income customers not covered by an earlier refund program. Unlike ...
