... from financial misconduct without making advice even more expensive for consumers. Right now, advisers must pay an annual ASIC levy to fund the regulator's work. But the FAAA argues the model is unfair because compliant advisers are being charged ...
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... amateur comedian and celebrity impersonator who was convicted on fraud charges last year, has been permanently banned by ASIC. Valvo was convicted last year of engaging in dishonest conduct after he stole $110,000 from clients' Wealthtrac superannuation ...
A former investment manager has been sentenced to six years in prison in one of the most brazen insider trading cases ASIC has pursued in recent years. Rodney Forrest secretly accessed the computer of Regal Partners' chair in August 2024 and photographed ...
... even as we head into retirement. CFD investors refunded $40 million The Australian Securities and Investments Commission (ASIC), has secured refunds totalling $40 million for 38,000 retail investors who dabbled in 'contracts for difference' (CFDs). ...
... preferred lifestyle. Setting the right budget takes a little effort but shouldn't be hard work. The detailed budget function in ASIC's Moneysmart planner allows you to compare different categories of spending. This makes it easy to add lifestyle goals ...
... controls 25% of Australia's $4.3 trillion superannuation pool. But SMSFs aren't for everyone, and investment watchdog ASIC has slammed the financial advice industry, saying poor advice around establishing SMSFs could be putting retirement savings ...
... fees charged to low income customers (those who rely on Centrelink payments). It follows two reports from money watchdog ASIC, which found millions of low income earners were being stung by high bank fees. That's despite banks being required to help ...
ASIC has told private credit manager TruePillars to halt distribution of its product disclosure statements (PDSs) for two offerings. The interim orders prevent the fund from offering, issuing, selling or transferring interests in the Pooled Unit and ...
... spokesperson told Money. "Click through to the source and confirm it comes from a trusted, official website." Regulators respond ASIC says it's aware of the misinformation sites and is investigating their intent. The regulator has previously warned ...
BlackRock is gearing up to list a Bitcoin ETF for Australian investors, according to ASIC filings. Last month, a new managed investment scheme titled 'iShares Bitcoin ETF' appeared on the ASIC Register, followed by the registration of a 'Trustee ...
