... majority of the workforce has worked from home with a significant number of JobKeeper payments, and according to a report from ASIC, this has resulted in a large influx of new investors and traders into the stock market. When we look at what these new ...
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... these definitions are not complying with that obligation," says Mennen. "I think this is something the corporate regulator, ASIC, should be looking into because it now has product intervention powers that would enable it to compel the insurer to provide ...
... leverages coronavirus risks not privy to investors. So too has our own Australian Securities and Investments Commission (ASIC), noting "a sharpened focus on direct and indirect trading in securities and other financial products related to a listed entity ...
... in AMP Super products fell from 2.4 million in 2015 to 1.8 million at end June 2019. The Royal Commission and subsequent ASIC investigation uncovered that many AMP super members were being charged fees for no service. AMP was forced to undertake a remediation ...
... financial adviser Sam Henderson has pleaded guilty to charges brought by the Australian Securities and Investment Commission (ASIC) that he acted dishonestly. Henderson pleaded guilty to a 'rolled up' charge of dishonest conduct. It had been alleged ...
... advice they never received, with some seeing upwards of $20,000 wrongfully taken from their accounts over several years. ASIC alleges that on 2643 occasions from September 2014 to August 2017 Asgard charged 404 customers around $130,006 for financial ...
... fund, including the MER and any related performance fee, that has been paid during the financial year and then reported to ASIC. However, the ICR is backwards looking. It is usually calculated after the end of the financial year, and looks solely at ...
... you help other people." Scammers are targeting indigenous Australians The Australian Securities and Investments Commission (ASIC) says there are costly effects of consumers giving out personal details over the phone and email. The regulator says there ...
... they would end up paying higher life insurance premiums when it was unwarranted. Across the seven super businesses caught by ASIC, each has now ceased the practice. ASIC says the practice was common when members who changed employers, transferred to ...
... has led to frenzied speculation among investors who are searching for "the next big thing". So, what's the problem? Both ASIC and the Reserve Bank have recently warned retail investors about the potential pitfalls of share investing, on the heels of ...
