ASIC has slapped a permanent ban on a financial adviser who doctored her exam certificate and continued to provide advice without the proper qualifications.
regulatory
6 results tagged regulatory:
ASIC has accused three blockchain mining companies of asking investors to transfer funds from regulated super funds to SMSFs and convert them into cryptocurrency.
ASIC has appealed the Federal Court's decision to dismiss its proceedings against Finder Wallet.
Mayfair 101's James Mawhinney was arrested yesterday and charged with engaging in dishonest conduct for allegedly claiming IPO Wealth Group owned companies that it did not.
ASIC has effectively bankrupted finfluencer Tyson Scholz after securing sequestration orders against him.
Russell Sandiford is facing possible jail time and a hefty fine after he convinced people to hand over more than $400,000 for the purpose of investing before spending it all elsewhere and paying back just 1% of the total to investors.
