Four people have been charged after ASIC identified them as key members of a Telegram group named the 'ASX Pump and Dump Group'.
regulatory
Showing 1 to 10 of 11 results tagged regulatory:
ASIC has issued an interim stop order preventing Hirehood from offering securities under its crowd-sourced funding offer document.
The Compensation Scheme of Last Resort has made its first payments to four victims totalling more than $360,000, three of which related to bad financial advice.
The Australian Financial Complaints Authority is set to kick out Dixon Advisory in June, and will no longer accept victim complaints about the company.
Former Sunshine Coast financial adviser Brett Gordon diverted more than $650,000 of client funds to cover personal debts and expenses.
ASIC has slapped a permanent ban on a financial adviser who doctored her exam certificate and continued to provide advice without the proper qualifications.
ASIC has accused three blockchain mining companies of asking investors to transfer funds from regulated super funds to SMSFs and convert them into cryptocurrency.
ASIC has appealed the Federal Court's decision to dismiss its proceedings against Finder Wallet.
Mayfair 101's James Mawhinney was arrested yesterday and charged with engaging in dishonest conduct for allegedly claiming IPO Wealth Group owned companies that it did not.
ASIC has effectively bankrupted finfluencer Tyson Scholz after securing sequestration orders against him.
