ASIC has banned former financial adviser Richard Thomas Marshall from providing financial services for six years, and his wife Gwenda Jean Marshall for three years for operating unlicensed and removing money from a deceased client's account. An ...
Search Results
Showing 161 to 170 of 381 results for asic:
... Much of the increase is due to a ballooning in scams involving cryptocurrency. In a bid to stem the losses, money watchdog ASIC, has put together the top 10 warning signs of a likely crypto scam: Offers that come out of the blue Fake celebrity endorsements ...
... Dixon Advisory and Superannuation Services, warning complainants to expect delays in dealing with their case. On August 3, ASIC publicly urged former clients of the group to lodge formal complaints with AFCA if they believe they suffered a loss due to ...
It seems like only yesterday that the most exciting thing that could happen when you opened your banking app was that you could check your balance. Frequent visits to a bank branch or an ATM became a thing of the past, as everything you needed to know ...
... benefits include fee waivers and interest rate discounts owing to about 689,000 customers between 2003 and 2021. Money watchdog ASIC reports that ANZ's failure will result in over $211 million being paid in remediation to impacted customers. ANZ is required ...
... million while AUSIEX will pay $7.12 million for systemic compliance failures over a nine-year period. In a case brought by ASIC, the Federal Court found the two companies contravened Market Integrity Rules in a variety of ways and on multiple occasions. ...
... budget-stretching times, it's remarkable that there is a pool of $1.5 billion in forgotten cash just waiting to be claimed. ASIC's latest annual report shows $109.7 million of 'lost' money was reunited with its rightful owners over the last year. But ...
October is Cyber Security Awareness month, ASIC takes legal action against Harvey Norman and Latitude Finance, and the hunt is on for fake green claims. Here are five things you may have missed this week. ASIC sues Harvey Norman and Latitude Finance ...
... proper systems and compliance arrangements in place to ensure the payments ceased when members left their employer," says ASIC deputy chair Sarah Court. "Superannuation trustees should treat the penalty imposed today as an important reminder to maintain ...
$1 billion to be spent on dads this Father's Day, ASIC sets its sights on 'free' brokerage, and a chance to tap into the King's royalties. Here are five things you may have missed this week. Stake a claim on The King's income Many ...
