David Valvo, the former financial adviser, amateur comedian and celebrity impersonator who stole $110,000 from clients, has been permanently banned by ASIC.
asic
Showing 11 to 20 of 114 results tagged asic:
An Australian fund manager has been jailed for insider trading - but could you break the rules without even knowing it?
Gen X overtakes Baby Boomers on housing wealth, Hostplus tops super returns, ASIC refunds $40 million to CFD investors, plus car insurance and pet travel news.
Could you be missing out on money that's rightfully yours? $2.3 billion of unclaimed money is up for grabs in Australia. Here's how to find what you're owed.
ASIC has told private credit manager TruePillars to halt distribution of its product disclosure statements for two offerings.
ASIC will allow Cboe Australia, a subsidiary of Cboe Global Markets, to list new companies on its platform, directly competing with ASX.
ASIC issued two infringement notices to the industry fund for misleading statements it made after charging more than 2000 members for insurance cover they were not supposed to have.
Macquarie is heading to court with ASIC over its role in the Shield Master Fund collapse, but has committed to reimbursing investors' retirement savings by September 30.
ASIC has withdrawn restrictions on two of the three La Trobe Financial funds that were halted last week.
The nation's $200 billion private credit market could pose a systemic risk to many investors if a downturn were to occur, according to a new report from ASIC.
