La Trobe Financial has been told by ASIC to stop offering its 12 Month Term Account and 2 Year Account products offered under the La Trobe Australian Credit Fund, as well as its US Private Credit Fund. The regulator said it is concerned that the target ...
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... 10-year Australian bond futures around the time of pricing, which placed undue downward price pressure on the bond price," ASIC said. "ANZ knew its trading could expose its client to significant risk of harm, but did not disclose to its client that ANZ ...
... were affected. This is just one example of the many cases taken on by the Australian Securities and Investments Commission (ASIC) every year. After all, the regulator filed the initial civil proceedings against AustralianSuper in 2023. Why is ASIC taking ...
... specialist or adviser, always check an adviser's credentials through the Australian Securities and Investment Commission (ASIC) before investing and making any commitments. Confirm they hold an Australian Financial Services Licence (AFSL) or Australian ...
... gown could be a money-maker. If you're interested, head to Bonhams' website for details. Bidding closes on 16 September. ASIC shuts down 130 scam websites every week Aussies lost $945 million to investment scams in 2024, and that's seeing money watchdog ...
... reported more than a year later than it should have been. Under the Reportable Situations Regime, all AFSL holders must notify ASIC of a reportable situation - in this instance, a significant breach of 'core obligations' - within 30 calendar ...
... applied to people receiving Centrelink payments or other government assistance. An investigation by the corporate regulator ASIC found CBA had charged these fees to around 2.2 million low-income customers not covered by an earlier refund program. Unlike ...
The new financial year is here, and with it comes a fresh start for your finances. Here are five financial new year resolutions to help you take charge of your money. 1. Build and maintain a practical monthly budget And stick to it! Creating a plan ...
... Shares are often regarded as a 'set and forget' investment. But it still pays to check your share portfolio regularly. ASIC reports a seven-fold increase in the number of fraudulent share sales over the past four years. ASIC commissioner Simone ...
... likely to have the skills required to run a business. Furthermore, this is not what investors chose to invest in. Why is the ASIC inquiry good for the sector? ASIC is currently undertaking a review of the private credit sector and ASIC chair Joe Longo ...
